JAPAN SMALLER CAPITALIZATION FUND INC
52 SEC EDGAR filings indexed (CIK 0000859796) across 11 form types.
Filing profile
JAPAN SMALLER CAPITALIZATION FUND INC (JOF) has 52 SEC filings indexed on SecFilingDex, across 11 form types filed over roughly 19 years, from October 1, 2007 to October 23, 2026.
Its most frequent disclosure is the SC 13G/A (5%+ passive stake) with 9 filings — Short-form disclosure of beneficial ownership above 5% by passive investors with no control intent. 7 of these filings were disclosed in the twelve months to October 23, 2026. 14 of the 52 are amendments (a corrected or updated version of an earlier filing).
Disclosure mix
- 9SC 13G/A5%+ passive stake · event-driven
- 8Form 3Initial insider ownership · within 10 days of becoming an insider
- 8Form 4Insider transaction · within 2 business days of transaction
- 8DEF 14AProxy statement · annual (pre-meeting)
- 7SC 13G5%+ passive stake · event-driven
- 58-KMaterial event · event-driven
- 2SC 13D/A5%+ activist stake · event-driven (within 10 days)
- 2Form 4/AInsider transaction · within 2 business days of transaction
- 1PRE 14ASEC filing
- 1Form 3/AInitial insider ownership · within 10 days of becoming an insider
- 1DEFA14ASEC filing
Profile derived from 52 indexed filings; every figure traces to the filing records above, each linking back to its original SEC EDGAR document. Filing counts reflect SecFilingDex's current index, not the filer's complete EDGAR history.
All filings
- SC 13G/A5%+ passive stakeFiled · 0001072613-26-000835
- SC 13D/A5%+ activist stakeFiled · 0001062993-26-005061
- Form 3Initial insider ownership · period of report Aug 1, 2026Filed · 0000905148-26-003441
- SC 13D/A5%+ activist stakeFiled · 0001062993-26-002233
- Form 3Initial insider ownership · period of report Apr 1, 2026Filed · 0000905148-26-001590
- Form 4Insider transaction · period of report Dec 22, 2025Filed · 0000905148-25-004477
- Form 3Initial insider ownership · period of report Nov 13, 2025Filed · 0000905148-25-004196
- DEF 14AProxy statement · period of report Nov 13, 2025Filed · 0001133228-25-010842
- Form 4Insider transaction · period of report Sep 17, 2025Filed · 0000905148-25-003372
- Form 3Initial insider ownership · period of report Apr 11, 2025Filed · 0000905148-25-001199
- Form 4Insider transaction · period of report Jan 13, 2025Filed · 0000905148-25-000088
- Form 4Insider transaction · period of report Dec 11, 2024Filed · 0000905148-24-003365
- Form 3Initial insider ownership · period of report Nov 21, 2024Filed · 0000905148-24-003285
- DEF 14AProxy statement · period of report Nov 21, 2024Filed · 0001133228-24-009616
- SC 13G/A5%+ passive stakeFiled · 0001890906-24-000190
- 8-KMaterial event · period of report Aug 26, 2024Filed · 0001140361-24-039769
- Form 3Initial insider ownership · period of report May 15, 2024Filed · 0000905148-24-001572
- Form 3Initial insider ownership · period of report Apr 30, 2024Filed · 0000905148-24-001232
- SC 13G/A5%+ passive stakeFiled · 0001207017-24-000007
- SC 13G/A5%+ passive stakeFiled · 0001072613-24-000101
- SC 13G/A5%+ passive stakeFiled · 0001172661-24-000568
- SC 13G/A5%+ passive stakeFiled · 0001890906-24-000056
- DEF 14AProxy statement · period of report Nov 20, 2023Filed · 0001140361-23-047517
- Form 3Initial insider ownership · period of report Aug 25, 2023Filed · 0000905148-23-000797
- Form 4Insider transaction · period of report Jun 20, 2023Filed · 0000905148-23-000464
- 8-KMaterial event · period of report Feb 28, 2023Filed · 0001140361-23-010611
- SC 13G/A5%+ passive stakeFiled · 0001207017-23-000014
- SC 13G/A5%+ passive stakeFiled · 0001172661-23-001091
- SC 13G/A5%+ passive stakeFiled · 0001072613-23-000116
- 8-KMaterial event · period of report Dec 15, 2022Filed · 0001140361-22-046325
- DEF 14AProxy statement · period of report Dec 15, 2022Filed · 0001140361-22-040207
- PRE 14ASEC filing · period of report Nov 21, 2022Filed · 0001140361-22-035452
- SC 13G5%+ passive stakeFiled · 0001890906-21-000027
- DEF 14AProxy statement · period of report Nov 22, 2021Filed · 0001140361-21-034085
- Form 3/AInitial insider ownership · period of report Aug 26, 2021Filed · 0000905148-21-000620
- DEF 14AProxy statement · period of report Nov 24, 2020Filed · 0001140361-20-022844
- 8-KMaterial event · period of report Mar 30, 2020Filed · 0000905148-20-000462
- 8-KMaterial event · period of report Feb 27, 2020Filed · 0000905148-20-000405
- SC 13G5%+ passive stakeFiled · 0000072971-20-000157
- DEF 14AProxy statement · period of report Nov 26, 2019Filed · 0000905148-19-000930
- SC 13G5%+ passive stakeFiled · 0001072613-19-000048
- DEF 14AProxy statement · period of report Nov 20, 2018Filed · 0000905148-18-000798
- SC 13G5%+ passive stakeFiled · 0001048703-16-000104
- Form 4Insider transaction · period of report Jul 27, 2015Filed · 0001140361-15-028964
- SC 13G5%+ passive stakeFiled · 0000072971-14-000143
- Form 4Insider transaction · period of report May 31, 2013Filed · 0001140361-13-023616
- Form 4Insider transaction · period of report Jan 9, 2013Filed · 0001140361-13-001844
- DEFA14ASEC filingFiled · 0000905148-12-001905
- SC 13G5%+ passive stakeFiled · 0001172661-12-000141
- SC 13G5%+ passive stakeFiled · 0001207017-12-000090
- Form 4/AInsider transaction · period of report Dec 26, 2007Filed · 0000905148-07-007253
- Form 4/AInsider transaction · period of report Feb 23, 2007Filed · 0000905148-07-006357
Authoritative source
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